Registration & Compliance

Aurum legal’s legal experts are preferred to understand the responsibilities, manage risk and lessen the impact of complex regulatory regimes associated with transactions or day-to-day operations.

Our strong relationships with members of oversight agencies give us the basis to counsel clients with a current and fully informed perspective. We commit our global resources to help them meet regulatory requirements and keep their businesses running smoothly, no matter where they are based.

We have extensive experience in banking and financial services where we advise on all aspects of regulatory compliance and contentious issues involving the banking, capital markets, and investment fund sectors.